COURSE SYLLABUS

CAPITAL MARKT LAW

1	Course Title:	CAPITAL MARKT LAW
2	Course Code:	HUK3032
3	Type of Course:	Optional
4	Level of Course:	First Cycle
5	Year of Study:	3
6	Semester:	6
7	ECTS Credits Allocated:	4
8	Theoretical (hour/week):	2
9	Practice (hour/week) :	0
10	Laboratory (hour/week) :	0
11	Prerequisites:	None
12	Recommended optional programme components:	None
13	Language:	Turkish
14	Mode of Delivery:	Face to face
15	Course Coordinator:	Dr. Ögr. Üyesi SEVGİ BOZKURT YAŞAR
16	Course Lecturers:	Prof. Dr. Halit AKER Prof. Dr. Zekeriyya ARI
17	Contactinformation of the Course Coordinator:	Dr. Öğr. Üyesi Sevgi BOZKURT YAŞAR BUÜ Hukuk Fakültesi Ticaret Hukuku ABD Öğretim Üyesi sevgi@uludag.edu.tr Tel: 0 224 513 80 03
18	Website:
19	Objective of the Course:	In consideration of the provisions of Capital Market Law numbered 6362 and secondary legislation, explanation of the meaning, function and properties of publicly-held joint stock companies and securities and operation of capital market and in this context the explanation of protection of investors and capital market institutions
20	Contribution of the Course to Professional Development	This course contributes to learning the basic principles of operation of capital market and in this context the explanation of protection of investors and capital market institutions and evaluating the legal controversies of them properly.

Learning Outcomes:

1	Knows the concept of capital markets and Money markets, differences between these markets and relations;
2	Knows the purpose, sources, issues and principles of capital market law.;
3	Knows the establishment, authority and duties of Stock Exchange Commission;
4	Knows the capital market institutions and their activities;
5	Knows stock market, types of stock market and activities.;
6	Knows the concept of public offering and its process;
7	Knows publicly-held joint stock companies and divergent aspects from Turkish Commercial Code numbered 6102;
8	Knows the concept of securities, types of securities and the transactions of them;
9	Knows the principles and rules of the protection of investors;
10	Knows public disclosure and the legal and criminal liability of capital market institutions and investors;

22	Course Content:

Week	Theoretical	Practical
1	Sources of subject of capital market law.
2	The concept of market and its types, concept of stock market and its types.
3	Stock Exchange Commission and types and functions of institutions which operates in the capital markets.
4	Capital market instruments, public offering, prospectus, issuing.
5	Publicly held joint stock companies and general characteristics.
6	Share ownership in publicly held joint stock companies
7	Management, auditing, public disclosure, corporate governance principles in Publicly held joint stock companies.
8	The distribution of profit in publicly held joint stock companies
9	The concept of securities,types and functions of securities.
10	Types of legal transactions relating to the securities.
11	The activities of portfolio management and investment consultancy
12	The supervision and audit activities of Stock Exchange Commission on market.
13	The protection of investors within the scope of Capital Market Law numbered 6362
14	The liabilities of the capital market institutions and investors within the scope of Capital Market Law numbered 6362.

23	Textbooks, References and/or Other Materials:	Tekin MEMİŞ-Gökçen TURAN, Sermaye Piyasası Hukuku, Ankara, 2020; Burak Adıgüzel, Sermaye Piyasası Hukuku, Ankara 2019.
24	Assesment

TERM LEARNING ACTIVITIES	NUMBER	PERCENT
Midterm Exam	1	40
Quiz	0	0
Homeworks, Performances	0	0
Final Exam	1	60
Total	2	100
Contribution of Term (Year) Learning Activities to Success Grade		40
Contribution of Final Exam to Success Grade		60
Total		100
Measurement and Evaluation Techniques Used in the Course	Midterm Exam and Final Exam
Information	The learning outcomes are learned efficiently by being encouraged the students to participate to the lessons and the midterm exam. General evaluation is made with the final exam.

ECTS / WORK LOAD TABLE

CONTRIBUTION OF LEARNING OUTCOMES TO PROGRAMME QUALIFICATIONS

LO: Learning Objectives

PQ: Program Qualifications

Contribution Level:

1 Very Low

2 Low

3 Medium

4 High

5 Very High